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SN1 vs SN2 vs E1 vs E2: The Decision Framework

How substrate, the reagent (nucleophile vs base), and conditions decide which of the four mechanisms occurs.

Quick answer Run four levers in order: substrate (methyl/1° → SN2, 3° → SN1/E1/E2, 2° = battleground), reagent (strong Nu → SN2, bulky base → E2, weak → SN1/E1). Then heat raises elimination and solvent splits SN2 (aprotic) from SN1/E1 (protic).

All four mechanisms compete for one substrate and reagent — run the levers below in order and let each narrow the field.

Methyl — SN2 only
1° — SN2 / E2
2° — all four
3° — SN1 / E1 / E2

The substrate ladder: methyl → 3°, SN2 fades out, cation pathways switch on.

1. Start With the Substrate: Methyl, 1°, 2°, or 3°

Classify the carbon bearing the leaving group first — its substitution class rules out half the mechanisms before the reagent matters.

  • Methyl / 1°: no cation forms, so default SN2 — E2 only under a strong bulky base.
  • Tertiary (3°): backside attack blocked, so no SN2; weak reagents give SN1/E1, a strong base gives E2.
  • Secondary (2°): all four possible — levers 2–4 decide.
Methyl: backside attack open
3°: backside blocked, cation easy

Two extremes: methyl is open to SN2; 3° shuts it down but forms a cation readily.

2. Then Read the Reagent: Strong or Weak, Nucleophile or Base, Bulky or Small

Score the reagent on two axes — nucleophile strength (attacks carbon) versus base strength (grabs a β-proton) — plus whether it is bulky or small.

  • Strong Nu, weak base (I, N3, CN) → SN2.
  • Strong bulky base (t-BuO, LDA, DBU) → E2 (Hofmann).
  • Strong small base + good Nu (HO, EtO) → SN2 or E2.
  • Weak Nu/base (H2O, ROH) → SN1/E1 only.

1° + strong Nu, weak base → clean SN2.

3. Decide Substitution vs Elimination: Good Nucleophile or Good Base?

A strong nucleophile substitutes; a strong bulky base eliminates — and on a 3° center it can only give the alkene by E2.

3° + strong base → E2; SN2 is impossible, the base outruns SN1.

4. Turn Up the Heat: Temperature Tips Toward Elimination

Elimination gains entropy (one molecule → two), so heat always shifts the competition toward elimination.

3° + weak Nu, warm water → SN1 alcohol (shown) + E1 alkene; more heat = more alkene.

5. Check the Solvent: Aprotic Pushes SN2, Protic Pushes SN1/E1

Polar aprotic solvents (DMSO, DMF) leave the nucleophile "naked" for SN2; polar protic ones (water, alcohols) stabilize ions for SN1/E1.

2° substrate
Ethanol (protic) → SN1/E1
Aprotic + N3 → SN2

Same 2° halide: protic ethanol nudges ionization; a naked Nu in aprotic solvent forces SN2.

6. Worked Decisions: Putting the Four Levers Together

Each case starts at the substrate and stops as soon as one mechanism is forced.

  • 1° + NaN3 in DMSO: strong Nu, aprotic → SN2.
  • 3° + KOtBu, warm: SN2 blocked, bulky base → E2 (Hofmann).
  • 3° + H2O, heat: weak Nu, protic, warm → SN1 + E1, alkene-rich.
  • 2° + NaOEt, heat: strong small base + heat → mostly E2.

Bulky base: tert-butoxide can't reach the carbon, so it goes E2.

7. Summary

Substrate (methyl/1° → SN2, 3° → SN1/E1/E2, 2° defers) · reagent (strong Nu → SN2, bulky base → E2, weak → SN1/E1) · heat → elimination · solvent (aprotic → SN2, protic → SN1/E1) · traps: SN2 inverts, cations rearrange, E2 needs anti-periplanar geometry, SN1/E1 travel together.

Quiz yourself

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The substrate. Its substitution class rules whole mechanisms in or out before the reagent matters: methyl/1° kills SN1/E1, while 3° kills SN2. Only after that do you read the reagent, heat, and solvent.

SN2. A 2° center allows all four, but azide is a strong nucleophile and weak base, and the aprotic solvent leaves it naked and reactive — substitution beats elimination.

E2 to give isobutylene. The 3° center blocks SN2, and tert-butoxide is a strong, bulky base too big to substitute — so it strips a β-hydrogen. Heat reinforces elimination.

They share the same rate-determining step: loss of the leaving group to form a carbocation. Once the cation exists, a nucleophile can capture it (SN1) or a base can remove a β-proton (E1). You get a mixture, and adding heat shifts it toward the E1 alkene.

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